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          David Carroll has over 42 years of institutional experience as a financial services executive with expertise in wealth and asset management as well as retail and commercial banking with Wells Fargo and predecessors Wachovia and First Union.

          In 2017, after 38 years Mr. Carroll retired from Wells Fargo as Senior Executive Vice President and Head of Wealth and Investment Management. The Wealth and Investment Management Group consisted of Wells Fargo Advisors ( Wells’s retail broker dealer), Wells Fargo Asset Management, Wells Fargo Retirement Services, Wells Fargo Private Bank/Wealth Management, Abbot Downing, the ultra high net worth business, and the Wells Fargo Investment Institute.

          The group accounted for over $16 BN in annual revenue, $2.5 BN in after tax earnings, over $2TR in assets under management, and approximately 16,000 employees. Since retiring from Wells Fargo Mr. Carroll has been active in managing his family’s private equity and venture capital portfolio, focus